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XCCDF
SPEC Innovations Innoslate 4.x Security Technical Implementation Guide
Profiles
III - Administrative Sensitive
III - Administrative Sensitive
An XCCDF Profile
Details
Items
Prose
10 rules organized in 10 groups
SRG-APP-000014
1 Rule
<GroupDescription></GroupDescription>
Innoslate must use TLS 1.2, at a minimum, to protect the confidentiality of sensitive data during electronic dissemination using remote access.
High Severity
<VulnDiscussion>Using older unauthorized versions or incorrectly configuring protocol negotiation makes the gateway vulnerable to known and unknown attacks that exploit vulnerabilities in this protocol. This requirement applies to Transport Layer Security (TLS) gateways (also known as Secure Sockets Layer [SSL] gateways), web servers, and web applications and is not applicable to virtual private network (VPN) devices. Application protocols such as HTTPS and DNSSEC use TLS as the underlying security protocol and thus are in scope for this requirement. NIST SP 800-52 provides guidance for client negotiation on either DoD-only or on public-facing servers. Satisfies: SRG-APP-000014, SRG-APP-000156, SRG-APP-000179, SRG-APP-000442, SRG-APP-000555, SRG-APP-000560, SRG-APP-000565, SRG-APP-000605, SRG-APP-000635, SRG-APP-000645, SRG-APP-000219</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000023
1 Rule
<GroupDescription></GroupDescription>
Innoslate must provide automated mechanisms for supporting account management functions.
Medium Severity
<VulnDiscussion>Enterprise environments make application account management challenging and complex. A manual process for account management functions adds the risk of a potential oversight or other error. A comprehensive application account management process that includes automation helps to ensure accounts designated as requiring attention are consistently and promptly addressed. Examples include, but are not limited to, using automation to take action on multiple accounts designated as inactive, suspended or terminated or by disabling accounts located in non-centralized account stores such as multiple servers. This requirement applies to all account types, including individual/user, shared, group, system, guest/anonymous, emergency, developer/manufacturer/vendor, temporary, and service. The application must be configured to automatically provide account management functions and these functions must immediately enforce the organization's current account policy. The automated mechanisms may reside within the application itself or may be offered by the operating system or other infrastructure providing automated account management capabilities. Automated mechanisms may be comprised of differing technologies that when placed together contain an overall automated mechanism supporting an organization's automated account management requirements. Account management functions include assignment of group or role membership; identifying account type; specifying user access authorizations (i.e., privileges); account removal, update, or termination; and administrative alerts. The use of automated mechanisms can include, for example using email or text messaging to automatically notify account managers when users are terminated or transferred; using the information system to monitor account usage; and using automated telephonic notification to report atypical system account usage.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000033
1 Rule
<GroupDescription></GroupDescription>
Innoslate must enforce approved authorizations for logical access to information and system resources in accordance with applicable access control policies.
Medium Severity
<VulnDiscussion>To mitigate the risk of unauthorized access to sensitive information by entities that have been issued certificates by DoD-approved PKIs, all DoD systems (e.g., networks, web servers, and web portals) must be properly configured to incorporate access control methods that do not rely solely on the possession of a certificate for access. Successful authentication must not automatically give an entity access to an asset or security boundary. Authorization procedures and controls must be implemented to ensure each authenticated entity also has a validated and current authorization. Authorization is the process of determining whether an entity, once authenticated, is permitted to access a specific asset. Information systems use access control policies and enforcement mechanisms to implement this requirement. Access control policies include identity-based policies, role-based policies, and attribute-based policies. Access enforcement mechanisms include access control lists, access control matrices, and cryptography. These policies and mechanisms must be employed by the application to control access between users (or processes acting on behalf of users) and objects (e.g., devices, files, records, processes, programs, and domains) in the information system. This requirement is applicable to access control enforcement applications (e.g., authentication servers) and other applications that perform information and system access control functions. Steps to prove capability: 1. Sign in as admin. 2. Enter the admin dashboard. 3. Select the respective org name on the left. 4. View the users and validate the correct permissions are applied. 5. View the roles and validate they are correct. 6. Enter a project. 7. Click "Share". 8. Verify the correct users are shared with the correct roles to the project. Satisfies: SRG-APP-000033, SRG-APP-000039, SRG-APP-000090, SRG-APP-000343</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000038
1 Rule
<GroupDescription></GroupDescription>
Innoslate must enforce approved authorizations for controlling the flow of information within the system based on organization-defined information flow control policies.
Medium Severity
<VulnDiscussion>A mechanism to detect and prevent unauthorized communication flow must be configured or provided as part of the system design. If information flow is not enforced based on approved authorizations, the system may become compromised. Information flow control regulates where information is allowed to travel within a system and between interconnected systems. The flow of all system information must be monitored and controlled so it does not introduce any unacceptable risk to the systems or data. Application specific examples of enforcement occurs in systems that employ rule sets or establish configuration settings that restrict information system services, or message-filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Applications providing information flow control must be able to enforce approved authorizations for controlling the flow of information within the system in accordance with applicable policy.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000070
1 Rule
<GroupDescription></GroupDescription>
The publicly accessible application must display the Standard Mandatory DoD Notice and Consent Banner before granting access to Innoslate.
Medium Severity
<VulnDiscussion>Display of a standardized and approved use notification before granting access to the publicly accessible application ensures privacy and security notification verbiage used is consistent with applicable federal laws, Executive Orders, directives, policies, regulations, standards, and guidance. System use notifications are required only for access via logon interfaces with human users and are not required when such human interfaces do not exist. The banner must be formatted in accordance with DTM-08-060. Use the following verbiage for desktops, laptops, and other devices accommodating banners of 1300 characters: "You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details." Use the following verbiage for operating systems that have severe limitations on the number of characters that can be displayed in the banner: "I've read & consent to terms in IS user agreem't." Satisfies: SRG-APP-000070, SRG-APP-000068, SRG-APP-000069</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000091
1 Rule
<GroupDescription></GroupDescription>
Innoslate must generate comprehensive audit records.
Medium Severity
<VulnDiscussion>Without generating audit records that are specific to the security and mission needs of the organization, it would be difficult to establish, correlate, and investigate the events relating to an incident, or identify those responsible for one. Audit records can be generated from various components within the information system (e.g., module or policy filter). 1. Access Innoslate folder. 2. Navigate to Innoslate4\apache-tomcat\logs. 3. View the access logs. Satisfies: SRG-APP-000091, SRG-APP-000092, SRG-APP-000095, SRG-APP-000096, SRG-APP-000097, SRG-APP-000492, SRG-APP-000493, SRG-APP-000494, SRG-APP-000504, SRG-APP-000505, SRG-APP-000506, SRG-APP-000507, SRG-APP-000508, SRG-APP-000509, SRG-APP-000510</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000149
1 Rule
<GroupDescription></GroupDescription>
Innoslate must use multifactor authentication for network access to privileged and non-privileged accounts.
High Severity
<VulnDiscussion>Without the use of multifactor authentication, the ease of access to privileged functions is greatly increased. Multifactor authentication requires using two or more factors to achieve authentication. Factors include: (i) Something a user knows (e.g., password/PIN); (ii) Something a user has (e.g., cryptographic identification device, token); or (iii) Something a user is (e.g., biometric). A privileged account is defined as an information system account with authorizations of a privileged user. Network access is defined as access to an information system by a user (or a process acting on behalf of a user) communicating through a network (e.g., local area network, wide area network, or the internet). Satisfies: SRG-APP-000149, SRG-APP-000024, SRG-APP-000025, SRG-APP-000026, SRG-APP-000027, SRG-APP-000028, SRG-APP-000029, SRG-APP-000065, SRG-APP-000148, SRG-APP-000150, SRG-APP-000151, SRG-APP-000152, SRG-APP-000153, SRG-APP-000157, SRG-APP-000163, SRG-APP-000164, SRG-APP-000165, SRG-APP-000166, SRG-APP-000167, SRG-APP-000168, SRG-APP-000169, SRG-APP-000170, SRG-APP-000173, SRG-APP-000174, SRG-APP-000175, SRG-APP-000176, SRG-APP-000291, SRG-APP-000292, SRG-APP-000293, SRG-APP-000294, SRG-APP-000295, SRG-APP-000318, SRG-APP-000319, SRG-APP-000320, SRG-APP-000356, SRG-APP-000391, SRG-APP-000392, SRG-APP-000397, SRG-APP-000401, SRG-APP-000402, SRG-APP-000403, SRG-APP-000404, SRG-APP-000405, SRG-APP-000427</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000177
1 Rule
<GroupDescription></GroupDescription>
Innoslate must map the authenticated identity to the individual user or group account for PKI-based authentication.
High Severity
<VulnDiscussion>Without mapping the certificate used to authenticate to the user account, the ability to determine the identity of the individual user or group will not be available for forensic analysis.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000358
1 Rule
<GroupDescription></GroupDescription>
Innoslate must off-load audit records onto a different system or media than the system being audited.
Medium Severity
<VulnDiscussion>Information stored in one location is vulnerable to accidental or incidental deletion or alteration. Offloading is a common process in information systems with limited audit storage capacity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>
SRG-APP-000495
1 Rule
<GroupDescription></GroupDescription>
Innoslate must generate audit records when DoD required events occur.
Medium Severity
<VulnDiscussion>Without generating audit records that are specific to the security and mission needs of the organization, it would be difficult to establish, correlate, and investigate the events relating to an incident, or identify those responsible for one. Audit records can be generated from various components within the information system (e.g., module or policy filter). 1. Access Innoslate folder. 2. Navigate to Innoslate4\apache-tomcat\logs. 3. View the logs. Satisfies: SRG-APP-000495, SRG-APP-000496, SRG-APP-000497, SRG-APP-000498, SRG-APP-000499, SRG-APP-000500, SRG-APP-000501, SRG-APP-000502, SRG-APP-000503</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls>