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IBM DataPower ALG Security Technical Implementation Guide

Rules, Groups, and Values defined within the XCCDF Benchmark

  • In the event of a system failure of the DataPower Gateway function, the DataPower Gateway must save diagnostic information, log system messages, and load the most current security policies, rules, and signatures when restarted.

    <VulnDiscussion>Failure in a secure state can address safety or security in accordance with the mission needs of the organization. Failure to...
    Rule Medium Severity
  • SRG-NET-000273-ALG-000129

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must have ICMP responses disabled on all interfaces facing untrusted networks.

    &lt;VulnDiscussion&gt;Providing too much information in error messages risks compromising the data and security of the application and system. Orga...
    Rule Medium Severity
  • SRG-NET-000318-ALG-000014

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering must prevent code injection attacks from being launched against data storage objects, including, at a minimum, databases, database records, queries, and fields.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000318-ALG-000151

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering must prevent code injection attacks launched against application objects including, at a minimum, application URLs and application code.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000318-ALG-000152

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering must prevent SQL injection attacks launched against data storage objects, including, at a minimum, databases, database records, and database fields.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000319-ALG-000015

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering must detect code injection attacks from being launched against data storage objects, including, at a minimum, databases, database records, queries, and fields.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000319-ALG-000020

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering must detect SQL injection attacks launched against data storage objects, including, at a minimum, databases, database records, and database fields.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000319-ALG-000153

    <GroupDescription></GroupDescription>
    Group
  • To protect against data mining, the DataPower Gateway providing content filtering as part of its intermediary services must detect code injection attacks launched against application objects including, at a minimum, application URLs and application code.

    &lt;VulnDiscussion&gt;Data mining is the analysis of large quantities of data to discover patterns and is used in intelligence gathering. Failure t...
    Rule Medium Severity
  • SRG-NET-000331-ALG-000041

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing user access control intermediary services must provide the capability for authorized users to select a user session to capture or view.

    &lt;VulnDiscussion&gt;Without the capability to select a user session to capture or view, investigations into suspicious or harmful events would be...
    Rule Medium Severity
  • SRG-NET-000333-ALG-000049

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must be configured to support centralized management and configuration.

    &lt;VulnDiscussion&gt;Without the ability to centrally manage the content captured in the audit records, identification, troubleshooting, and corre...
    Rule Medium Severity
  • SRG-NET-000334-ALG-000050

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must off-load audit records onto a centralized log server.

    &lt;VulnDiscussion&gt;Information stored in one location is vulnerable to accidental or incidental deletion or alteration. Off-loading is a common...
    Rule Medium Severity
  • The DataPower Gateway must provide an immediate real-time alert to, at a minimum, the SCA and ISSO, of all audit failure events where the detection and/or prevention function is unable to write events to either local storage or the centralized server.

    &lt;VulnDiscussion&gt;Without a real-time alert, security personnel may be unaware of an impending failure of the audit capability and system opera...
    Rule Medium Severity
  • SRG-NET-000344-ALG-000098

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must prohibit the use of cached authenticators after an organization-defined time period.

    &lt;VulnDiscussion&gt;If the cached authenticator information is out of date, the validity of the authentication information may be questionable. ...
    Rule Medium Severity
  • SRG-NET-000345-ALG-000099

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing user authentication intermediary services using PKI-based user authentication must implement a local cache of revocation data to support path discovery and validation in case of the inability to access revocation information via the network.

    &lt;VulnDiscussion&gt;Without configuring a local cache of revocation data, there is the potential to allow access to users who are no longer autho...
    Rule Medium Severity
  • SRG-NET-000349-ALG-000106

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing user authentication intermediary services must conform to FICAM-issued profiles.

    &lt;VulnDiscussion&gt;Without conforming to Federal Identity, Credential, and Access Management (FICAM)-issued profiles, the information system may...
    Rule Medium Severity
  • SRG-NET-000355-ALG-000117

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing user authentication intermediary services using PKI-based user authentication must only accept end entity certificates issued by DoD PKI or DoD-approved PKI Certification Authorities (CAs) for the establishment of protected sessions.

    &lt;VulnDiscussion&gt;Non-DoD approved PKIs have not been evaluated to ensure that they have security controls and identity vetting procedures in p...
    Rule Medium Severity
  • SRG-NET-000362-ALG-000112

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must protect against known and unknown types of Denial of Service (DoS) attacks by employing rate-based attack prevention behavior analysis (traffic thresholds).

    &lt;VulnDiscussion&gt;If the network does not provide safeguards against DoS attacks, network resources will be unavailable to users. Installation...
    Rule High Severity
  • SRG-NET-000362-ALG-000120

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must implement load balancing to limit the effects of known and unknown types of Denial of Service (DoS) attacks.

    &lt;VulnDiscussion&gt;If the network does not provide safeguards against DoS attacks, network resources will be unavailable to users. Load balancin...
    Rule Medium Severity
  • SRG-NET-000362-ALG-000126

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must protect against known types of Denial of Service (DoS) attacks by employing signatures.

    &lt;VulnDiscussion&gt;If the network does not provide safeguards against DoS attacks, network resources will be unavailable to users. Installatio...
    Rule Medium Severity
  • SRG-NET-000362-ALG-000155

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must protect against or limit the effects of known and unknown types of Denial of Service (DoS) attacks by employing pattern recognition pre-processors.

    &lt;VulnDiscussion&gt;If the network does not provide safeguards against DoS attacks, network resources will be unavailable to users. Installation...
    Rule Medium Severity
  • SRG-NET-000364-ALG-000122

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must only allow incoming communications from organization-defined authorized sources routed to organization-defined authorized destinations.

    &lt;VulnDiscussion&gt;Unrestricted traffic may contain malicious traffic which poses a threat to an enclave or to other connected networks. Additio...
    Rule Medium Severity
  • SRG-NET-000380-ALG-000128

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway must behave in a predictable and documented manner that reflects organizational and system objectives when invalid inputs are received.

    &lt;VulnDiscussion&gt;A common vulnerability of network elements is unpredictable behavior when invalid inputs are received. This requirement guard...
    Rule Medium Severity
  • SRG-NET-000383-ALG-000135

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must be configured to integrate with a system-wide intrusion detection system.

    &lt;VulnDiscussion&gt;Without coordinated reporting between separate devices, it is not possible to identify the true scale and possible target of ...
    Rule Low Severity
  • SRG-NET-000385-ALG-000137

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must generate a log record when unauthorized network services are detected.

    &lt;VulnDiscussion&gt;Unauthorized or unapproved network services lack organizational verification or validation and therefore may be unreliable or...
    Rule Medium Severity
  • SRG-NET-000385-ALG-000138

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must generate an alert to, at a minimum, the ISSO and ISSM when unauthorized network services are detected.

    &lt;VulnDiscussion&gt;Unauthorized or unapproved network services lack organizational verification or validation and therefore, may be unreliable o...
    Rule Medium Severity
  • SRG-NET-000390-ALG-000139

    <GroupDescription></GroupDescription>
    Group
  • The DataPower Gateway providing content filtering must continuously monitor inbound communications traffic crossing internal security boundaries for unusual or unauthorized activities or conditions.

    &lt;VulnDiscussion&gt;If inbound communications traffic is not continuously monitored, hostile activity may not be detected and prevented. Output f...
    Rule Medium Severity

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